Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Kassis is a financial professional with over 3 years of experience in the industry. Charles is currently registered with TP Icap Global Markets Americas LLC, a firm headquartered in New York, New York. Prior to joining TP Icap Global Markets Americas LLC, Charles worked for ICAP Securities USA LLC. Charles holds the Series 63, Series 7, Series 99, and SIE licenses. Charles is licensed to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/24/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/04/2020 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
BC
Issued 06/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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