Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Grugel is a financial advisor with LPL Financial LLC in Wausau, WI. Charles has been in the financial services industry since February 28, 2000. Charles has been registered with LPL Financial LLC since January 2024. Before joining LPL Financial LLC, Charles was with OSAIC WEALTH, INC. and SAGEPOINT FINANCIAL, INC. Charles holds licenses Series 6, 7, 63, and 66, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
01/08/2024 - Present
LPL Financial LLC (WAUSAU WI)
WI
09/01/2023 - 01/11/2024
OSAIC WEALTH, INC. (WAUSAU WI)
WI
02/07/2011 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (WAUSAU WI)
WI
08/16/2001 - 02/08/2011
THE O.N. EQUITY SALES COMPANY (WAUSAU WI)
MN
02/28/2000 - 08/14/2001
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 10/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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