Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Willis is a financial advisor with Concourse Financial Group Securities, Inc. located in Mobile, AL. He is registered with the state of Alabama. Prior to joining Concourse Financial Group Securities, Inc., Charles Willis was affiliated with INVESTMENT PROFESSIONALS, INC. and NATIONWIDE SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/26/2013 - Present
Concourse Financial Group Securities, Inc. (Mobile AL)
AL
12/04/2008 - 02/12/2013
INVESTMENT PROFESSIONALS, INC. (MOBILE AL)
AL
06/23/2004 - 01/05/2009
NATIONWIDE SECURITIES, LLC (MOBILE AL)
NY
12/03/2002 - 01/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
LA
08/10/2001 - 10/18/2002
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
FL
07/06/2001 - 07/17/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
07/21/2000 - 05/02/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/01/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Willis is the right advisor for you? Invested Better is here to help.
