Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Wick is a financial advisor who is currently registered with J.p. Morgan Securities LLC. Charles has been working in the financial services industry since 2005 and holds licenses for both securities and investment advisory services. Charles has also been registered with several other firms in the past, including TD Ameritrade, Inc., Scottrade, Inc., E*TRADE Securities LLC and Ameriprise Financial Services, Inc. Charles has a deep understanding of the financial services industry, having been a part of it for nearly two decades. Charles is committed to providing their clients with comprehensive financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TN
06/08/2021 - Present
J.p. Morgan Securities LLC ( Mount Juliet TN)
TN
02/26/2018 - 01/11/2021
TD AMERITRADE, INC. (Nashville TN)
TN
04/04/2008 - 02/26/2018
SCOTTRADE, INC. (MT. JULIET TN)
FL
08/24/2006 - 03/31/2008
E*TRADE SECURITIES LLC (TAMPA FL)
FL
08/18/2005 - 06/26/2006
AMERIPRISE FINANCIAL SERVICES, INC. (TAMPA FL)
MN
08/18/2005 - 06/26/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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