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Charles Joseph Valenti

Northwestern Mutual Investment Services, LLC

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About Charles Joseph Valenti

Charles Valenti is a financial professional with over 30 years of experience in the industry. Charles is currently registered with Northwestern Mutual Investment Services, LLC. Charles has been registered with the firm since October 4, 1991 and is located in Melville, New York. Prior to this, Charles was associated with Robert W. Baird & Co. Incorporated in Milwaukee, Wisconsin from January 6, 1992 to January 1, 2002. Charles holds the Series 6, Series 63 and SIE licenses. Charles has also been registered with the following states: Arizona, California, Colorado, Connecticut, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, Virginia and Washington.

Firm Information

Charles Valenti is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Charles Valenti’s Registration & Firm History

NY

10/04/1991 - Present

Northwestern Mutual Investment Services, LLC (MELVILLE NY)

WI

01/06/1992 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 04/03/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Joseph Valenti.
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