Unclaimed
Charles Re is a financial professional with over 30 years of experience in the industry. Charles is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since November 1990. Charles has a Series 6 license, which allows him to sell mutual funds and variable annuities, and a Series 63 license, which allows him to sell securities in the state of Missouri. Charles is also registered with the state of Missouri, as well as with the states of California, Florida, Louisiana, North Carolina, North Dakota, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
11/29/1990 - Present
Northwestern Mutual Investment Services, LLC (SAINT LOUIS MO)
BC
Issued 03/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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