Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Polka is an investment advisor representative with Cadaret, Grant & Co., Inc. based in Syracuse, NY. Charles has 20 years of experience in the financial services industry. Charles has passed the Series 7, Series 66, and SIE exams. Charles is registered with the state of New York, Connecticut, Delaware, Florida, California, Washington, and Wyoming. Charles previously worked for MML Investors Services, LLC, MSI Financial Services, Inc., Metropolitan Life Insurance Company, CitiStreet Equities LLC, SunAmerica Securities, Inc., and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
05/04/2021 - Present
Cadaret, Grant & CO., Inc. (Syracuse NY)
CT
03/25/2017 - 01/31/2018
MML INVESTORS SERVICES, LLC (GUILFORD CT)
CT
12/06/2005 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (GUILFORD CT)
NY
12/06/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
03/30/2005 - 12/31/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
AZ
01/26/2004 - 09/03/2004
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
06/02/2003 - 02/10/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 07/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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