Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Parisio is a financial advisor currently working with Alliance Global Partners. Charles has over 40 years of experience in the financial industry. Charles has been registered with FINRA since 1980 and has a wide range of experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NJ
11/30/2023 - Present
A.g.p. / Alliance Global Partners (Rochelle Park NJ)
NJ
01/24/2017 - 12/22/2023
AEGIS CAPITAL CORP. (Rochelle Park NJ)
NJ
04/10/2012 - 02/17/2017
NATIONAL SECURITIES CORPORATION (PARAMUS NJ)
NJ
09/05/2008 - 04/11/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (PARAMUS NJ)
NJ
04/25/2006 - 10/03/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (PARAMUS NJ)
NJ
01/02/2002 - 05/02/2006
OPPENHEIMER & CO. INC. (FLORHAM PARK NJ)
NY
12/02/1994 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
08/25/1994 - 11/01/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NY
04/05/1989 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/19/1994 - 09/06/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
08/05/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NY
08/05/1988 - 03/10/1989
INVESTORS CENTER, INC. (HAUPPAGUE NY)
NA
06/16/1987 - 08/12/1988
JERSEY CAPITAL MARKETS GROUP INC.
NA
03/17/1986 - 07/18/1987
SHEARSON LEHMAN BROTHERS INC.
NA
11/25/1985 - 04/01/1986
THOMAS JAMES ASSOCIATES, INC.
NA
04/23/1980 - 10/21/1985
FIRST JERSEY SECURITIES, INC.
IA
Issued 11/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Charles Parisio is the right advisor for you? Invested Better is here to help.
