Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Maxwell is a financial advisor who has been in the industry since 1986. He is registered with Cresset Asset Management, LLC and is also registered as an investment advisor in Arizona, Florida, and Minnesota. Charles Maxwell has worked at several firms in the past including M Holdings Securities, Inc., NFP Securities, Inc., FSC Securities Corporation, The Lincoln National Life Insurance Company, Lincoln Financial Advisors Corporation, and Cigna Financial Advisors, Inc. Charles Maxwell holds a Series 7, Series 22, Series 6, Series 63, and Series 65 license and is a Certified Financial Planner. He specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Charles Maxwell is also involved in charitable organizations and non-profit work in his community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services, bookkeeping, financial reporting, clerical assistance in other financial matters
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MN
06/01/2022 - Present
Cresset Asset Management, LLC (Minnetonka MN)
MN
07/11/2003 - 07/12/2006
M HOLDINGS SECURITIES, INC. (MINNETONKA MN)
TX
05/21/2002 - 06/24/2003
NFP SECURITIES, INC. (AUSTIN TX)
GA
06/15/2000 - 05/23/2002
FSC SECURITIES CORPORATION (ATLANTA GA)
IN
04/06/2000 - 06/15/2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
06/01/1998 - 06/15/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
10/02/1986 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 10/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/14/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/01/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Charles Maxwell is the right advisor for you? Invested Better is here to help.
