Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Massimo is an investment advisor representative with Wealth Enhancement Advisory Services, LLC, based in Deer Park, NY. Charles has been in the financial services industry since 1993. He holds licenses to provide investment advice and securities related services in multiple states. Charles has significant experience in the financial industry, having worked with several firms over the years, including Royal Alliance Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and NYLIFE Securities Inc. He is a licensed Series 7, 3, 63, and 65, and a Series 24 principal. He is also a registered Investment Advisor with the State of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
06/20/2021 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
NY
05/01/2018 - 09/10/2020
PURSHE KAPLAN STERLING INVESTMENTS (Deer Park NY)
NY
09/21/2007 - 05/02/2018
H. BECK, INC. (DEER PARK NY)
NY
08/22/2003 - 09/21/2007
ROYAL ALLIANCE ASSOCIATES, INC. (GARDEN CITY NY)
NY
08/09/1999 - 09/05/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/22/1996 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/06/1989 - 08/15/1991
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
01/21/1987 - 01/06/1988
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 06/17/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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