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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Larocco is an investment advisor representative at Cadaret, Grant & Co., Inc. Charles has been in the financial industry since 1988 and has a wide range of experience in providing financial advice. Charles has a Series 7, 63 and SIE and is registered with the Financial Industry Regulatory Authority (FINRA) as well as the states of Florida and New York. In addition to his investment advisor role, Charles also works as an insurance agent and is a radio host for the program "The Money Doctors" on 1180 WHAM Radio. Charles has worked for a number of firms during his career, including McDonald Investments Inc., Key Investments Inc., M&T Securities, Inc., and Liberty Securities Corporation. Charles's primary focus is on providing financial advice to high-net-worth individuals, but Charles also works with other types of clients, including corporations, pension and profit-sharing plans, charitable organizations, and individuals. Charles has a strong commitment to providing high-quality financial advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/04/2021 - Present
Cadaret, Grant & CO., Inc. (Penfield NY)
OH
05/14/1999 - 04/01/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
05/02/1995 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
MD
05/01/1995 - 05/02/1995
M&T SECURITIES, INC. (BALTIMORE MD)
NY
11/11/1992 - 05/01/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
IL
04/13/1992 - 11/13/1992
PMG SECURITIES CORPORATION (ELGIN IL)
NY
06/11/1990 - 08/22/1991
MONY SECURITIES CORP. (NEW YORK NY)
NY
06/11/1990 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
MN
09/27/1989 - 04/25/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/27/1989 - 04/25/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
03/29/1989 - 08/22/1989
PRINCETON FINANCIAL GROUP, INC.
NA
10/21/1987 - 02/28/1989
POWER SECURITIES CORPORATION
IA
Issued 03/26/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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