Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Kace is a financial professional with over 15 years of experience in the industry. Charles is currently registered with AMG Distributors, Inc. in Stamford, CT. Prior to joining AMG Distributors, Inc., Charles worked at Robert W. Baird & Co. Incorporated and Eaton Vance Distributors, Inc. Charles holds Series 6, 7, 63 and 65 licenses along with the SIE. Charles is registered in Connecticut and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
11/06/2019 - Present
AMG Distributors, Inc. (STAMFORD CT)
MA
04/06/2016 - 09/25/2019
ROBERT W. BAIRD & CO. INCORPORATED (BOSTON MA)
MA
03/11/2004 - 03/21/2016
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 09/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/09/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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