Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Farrell is a registered representative with Keybanc Capital Markets Inc. Charles holds the Series 50, Series 52TO, and Series 63 licenses. He is registered in California. Charles has been in the financial industry for over 2 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/09/2023 - Present
Keybanc Capital Markets Inc. (San Francisco CA)
BC
Issued 03/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2023
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 06/09/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 03/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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