Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Daly is a securities professional with a career spanning multiple years in the financial industry. Charles holds the Series 7 and Series 66 securities licenses and is currently registered with Mizuho Securities USA LLC. Previously, Charles was associated with BNP Paribas Securities Corp. Charles's professional experience includes working in the financial industry since March 2, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/29/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/03/2017 - 02/28/2020
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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