Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Comiskey is a financial advisor registered with Scotia Capital (usa) Inc. Charles has been in the industry since May 1987. Charles is licensed in 52 states and District of Columbia. Charles holds Series 63, 24, SIE, and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/22/2010 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
01/13/2010 - 02/24/2010
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
07/11/2003 - 08/17/2009
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
03/05/1991 - 06/17/2003
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
04/29/1986 - 06/17/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 08/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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