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Charles Joseph Colleran

D.a. Davidson & Co.

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About Charles Joseph Colleran

Charles Colleran is a financial advisor with over 30 years of experience in the industry. Charles is currently registered with D.a. Davidson & Co. Prior to joining D.a. Davidson & Co., Charles worked at Seattle-Northwest Securities Corporation, Piper Jaffray & Co., Salomon Smith Barney Inc., Lehman Brothers Inc., Dean Witter Reynolds Inc., and Wolfe & Hurst Bond Brokers Inc. Charles is licensed to provide financial advice in 26 states. Charles offers a variety of services to individual and institutional clients, including financial planning, portfolio management, and investment advice.

Firm Information

Charles Colleran is currently registered with D.a. Davidson & Co.. D.A. Davidson & Co. is a corporation that was formed in May 1935, and has its main office located in GREAT FALLS, Montana. They offer a wide range of financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals. They also provide selection of other advisors and manage portfolios for investment companies and pooled investment vehicles. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. Their regulatory assets under management total $36,175,333,459.
D.a. Davidson & Co.

8 THIRD STREET NORTH

GREAT FALLS, MT 59401

$36.18B

Assets Under Management

1,000

Total Clients

1,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Colleran’s Registration & Firm History

CO

08/19/2013 - Present

D.a. Davidson & Co. (DENVER CO)

OR

02/27/2003 - 07/16/2013

SEATTLE-NORTHWEST SECURITIES CORPORATION (PORTLAND OR)

OR

07/15/2013 - 07/15/2013

PIPER JAFFRAY & CO. (PORTLAND OR)

NY

10/06/1994 - 11/21/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

11/29/1993 - 10/19/1994

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

04/21/1992 - 10/14/1993

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NJ

06/12/1989 - 01/23/1991

WOLFE & HURST BOND BROKERS INC. (JERSEY CITY NJ)

NJ

12/09/1988 - 04/15/1989

WOLFE & HURST BOND BROKERS INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 11/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1992

Series 7 - General Securities Representative Examination

BC

Issued 12/07/1988

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Charles Joseph Colleran. Review regulatory record here.
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