Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Joseph Chavez is a financial professional with over 20 years of experience in the industry. Charles has a strong track record of success in providing investment advice to individuals and businesses. Charles holds the Series 6, 7, 63, and SIE licenses and is registered with PFS Investments Inc. in California. Charles has worked with PFS Investments Inc. since 1999, previously with Montano Securities Corporation, and Baraban Securities, Inc. Charles's expertise lies in providing investment advice to individuals and businesses, helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
09/20/2019 - Present
PFS Investments Inc. (CORONA CA)
GA
01/04/1999 - 04/06/2004
PFS INVESTMENTS INC. (DULUTH GA)
CA
12/18/1992 - 01/19/1995
MONTANO SECURITIES CORPORATION (ORANGE CA)
CA
09/20/1988 - 12/15/1992
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 05/19/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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