Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Joseph Carr is a financial professional with over 27 years of experience in the industry. Charles currently works with Charles Schwab & CO., Inc. in Garden City, NY. Charles has also previously worked with TD Ameritrade, INC., HSBC Securities (USA) INC., Dreyfus Service Corporation and Citicorp Investment Services, among others. Charles has a strong background in providing financial advice to individuals and families. Charles holds a Series 7, Series 24, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NY
03/15/2022 - Present
Charles Schwab & CO., Inc. (Garden City NY)
NY
06/23/2008 - 07/29/2024
TD AMERITRADE, INC. (Garden City NY)
NY
09/08/2007 - 06/05/2008
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
08/28/2000 - 10/17/2006
DREYFUS SERVICE CORPORATION (UNIONDALE NY)
NY
11/29/1999 - 08/23/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
05/12/1998 - 12/02/1999
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
MO
05/29/1996 - 03/25/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NY
02/01/1995 - 03/28/1996
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 11/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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