Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Johnston is a financial advisor at Morgan Stanley. Charles has been in the industry since 1992 and has experience with both UBS Financial Services Inc. and UBS International Inc. Charles is registered with FINRA and has passed Series 4, 7, and 66 exams. Charles specializes in providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
07/12/2023 - Present
Morgan Stanley (New York NY)
NY
01/09/2009 - 06/20/2023
UBS FINANCIAL SERVICES INC. (New York NY)
NY
07/13/2006 - 01/09/2009
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
04/16/2003 - 07/13/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
12/18/1998 - 07/30/2002
UBS PAINEWEBBER SERVICES INC. (WEEHAWKEN NJ)
NJ
02/16/1990 - 01/31/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 05/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/1990
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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