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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Thornton has been in the financial services industry since 2007. He is currently a registered representative and investment advisor with Commonwealth Financial Network in Waltham, MA. Charles is a general securities principal and holds Series 4, 7, 24, 52TO, 53, 55, 57TO, and SIE licenses. Before joining Commonwealth Financial Network, Charles was with Investors Capital Corp. in Lynnfield, MA, E*TRADE Securities LLC in Sandy, UT, VFINANCE INVESTMENTS, INC in New York, NY, and WALLSTREET ELECTRONICA, INC in New York, NY. Charles specializes in providing financial planning, portfolio management, and pension consulting services to high-net-worth individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
11/05/2013 - Present
Commonwealth Financial Network (WALTHAM MA)
MA
11/12/2009 - 10/25/2013
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
UT
07/16/2008 - 10/26/2009
E*TRADE SECURITIES LLC (SANDY UT)
NY
11/02/2007 - 02/06/2008
VFINANCE INVESTMENTS, INC (NEW YORK NY)
NY
08/27/2007 - 10/25/2007
WALLSTREET ELECTRONICA, INC. (NEW YORK NY)
BC
Issued 10/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/29/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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