Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles John Kraft is a financial advisor with over 30 years of experience in the industry. Charles is currently registered with Cetera Investment Advisers LLC in California and Texas. Previously, Charles worked with Wells Fargo Clearing Services, LLC, Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., and William Blair & Company L.L.C. Charles offers financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisors to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/09/2024 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
01/14/2016 - 08/20/2024
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
CA
05/08/2012 - 02/10/2016
CREDIT SUISSE SECURITIES (USA) LLC (SAN DIEGO CA)
NY
06/28/2010 - 05/09/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
IL
09/20/1993 - 06/10/2010
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BOTH
Issued 5/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/1/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/27/2010
Series 3 - National Commodity Futures Examination
BC
Issued 9/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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