Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Donovan is a financial advisor with over 15 years of experience in the industry. Charles is currently registered with Payden & Rygel Distributors. Prior to joining Payden & Rygel Distributors, Charles worked at Neuberger Berman BD LLC, Payden & Rygel Distributors, NGAM DISTRIBUTION, L.P., and Ameriprise Financial Services, Inc. Charles holds Series 66, Series 31, SIE and Series 7 licenses. Charles has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/08/2023 - Present
Payden & Rygel Distributors (LOS ANGELES CA)
NY
02/09/2022 - 02/22/2023
NEUBERGER BERMAN BD LLC (NEW YORK NY)
CA
11/03/2017 - 02/16/2022
PAYDEN & RYGEL DISTRIBUTORS (LOS ANGELES CA)
MA
10/08/2008 - 08/04/2017
NGAM DISTRIBUTION, L.P. (BOSTON MA)
MA
08/09/2007 - 09/03/2008
AMERIPRISE FINANCIAL SERVICES, INC. (WALTHAM MA)
BOTH
Issued 09/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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