Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Nabhan is a financial advisor with Stephens. Charles has been in the industry since July 2006. Charles is registered with both the BrokerCheck and the Investment Adviser Public Disclosure (IAPD) systems. Charles holds licenses in Maryland, Texas and Arkansas and is an active investment advisor in both Maryland and Texas. Charles specializes in financial planning, pension consulting and portfolio management for individuals, businesses and investment companies. Charles offers other services, including education seminars and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MD
01/03/2023 - Present
Stephens (Lutherville-Timonium MD)
MD
10/18/2017 - 08/25/2021
WELLS FARGO SECURITIES, LLC (BALTIMORE MD)
MD
03/28/2013 - 08/07/2017
WELLS FARGO SECURITIES, LLC (BALTIMORE MD)
MD
02/15/2013 - 04/08/2013
KEEFE, BRUYETTE & WOODS, INC. (BALTIMORE MD)
FL
03/01/2007 - 03/12/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOCA RATON FL)
FL
04/11/2006 - 03/06/2007
RYAN BECK & CO. (BOCA RATON FL)
IA
Issued 12/31/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/09/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Charles Nabhan is the right advisor for you? Invested Better is here to help.
