Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Glenn is a financial advisor at Cetera Investment Advisers LLC, based in Mooresville, NC. Charles has over 25 years of experience in the financial services industry, working with individuals and families to develop personalized financial plans. He is a registered representative of Cetera Investment Services LLC and an investment advisor representative of Cetera Investment Advisers LLC. His previous roles include positions at Securities America, Inc., LPL Financial LLC, UVEST Financial Services Group, Inc., ING Funds Distributor, LLC, Wachovia Securities, LLC, and First Union Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
03/17/2017 - Present
Cetera Investment Advisers LLC (MOORESVILLE NC)
NC
03/27/2013 - 03/20/2017
SECURITIES AMERICA, INC. (MOORESVILLE NC)
NC
04/28/2010 - 03/26/2013
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
12/21/2005 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CT
10/03/2005 - 12/19/2005
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
MO
10/01/2000 - 10/04/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
11/24/1993 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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