Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Jefferson May is a financial advisor with UBS Financial Services Inc. based in Coral Gables, Florida. Charles has over 19 years of experience in the financial services industry. Charles previously worked for Wells Fargo Clearing Services, LLC and EFG Capital International. Charles is registered with FINRA and holds the Series 4, 7, and 66 licenses. Charles also holds the Certified Financial Planner designation. Charles's specialties include financial planning, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
04/15/2021 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
11/18/2016 - 04/19/2021
WELLS FARGO CLEARING SERVICES, LLC (CORAL GABLES FL)
FL
12/08/2008 - 11/28/2016
EFG CAPITAL INTERNATIONAL (MIAMI FL)
NY
08/12/2005 - 05/06/2008
UBS INTERNATIONAL INC. (NEW YORK NY)
FL
05/05/2003 - 07/13/2005
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC (MIAMI FL)
BOTH
Issued 6/4/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/16/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/1/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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