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Charles James Wicke

Charles Schwab & CO., Inc.

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About Charles James Wicke

Charles James Wicke is a financial advisor with over 10 years of experience in the industry. Charles is currently registered with Charles Schwab & CO., Inc. and has been with them since July 2015. Charles also worked for FIDELITY BROKERAGE SERVICES LLC from February 2014 to July 2015. Charles is registered in Florida and Texas and holds Series 63, Series 66 and Series 7 licenses, as well as the Securities Industry Essentials Examination (SIE). Charles is a financial planning specialist and is available to assist clients with financial planning needs.

Firm Information

Charles Wicke is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Charles Wicke’s Registration & Firm History

FL

01/08/2020 - Present

Charles Schwab & CO., Inc. (Boca Raton FL)

FL

03/28/2014 - 07/31/2015

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 01/23/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/04/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Charles James Wicke.
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