Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles James Wetzel is a financial advisor with over 30 years of experience in the financial services industry. Charles is currently registered with Kestra Advisory Services, LLC and Kestra Investment Services, LLC. Charles has a diverse background, having previously worked for firms such as CADARET, GRANT & CO., INC., PRIME CAPITAL SERVICES, INC., ROYAL ALLIANCE ASSOCIATES, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, PRUCO SECURITIES CORPORATION, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, and NYLIFE SECURITIES INC. Charles holds the Series 6, 7, 22, 63, and SIE licenses, and is a Certified Financial Planner. Charles focuses on providing financial planning, investment advisory services, and insurance to individuals, businesses, and charitable organizations. Charles is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MD
07/26/2023 - Present
Kestra Advisory Services, LLC (BEL AIR MD)
MD
10/03/2008 - 06/28/2017
CADARET, GRANT & CO., INC. (BEL AIR MD)
MD
02/04/1999 - 10/29/2008
PRIME CAPITAL SERVICES, INC. (BEL AIR MD)
AZ
01/30/1995 - 02/05/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IN
04/16/1992 - 02/13/1995
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
04/16/1992 - 02/13/1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NJ
01/30/1992 - 03/09/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/30/1992 - 03/09/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NJ
06/18/1991 - 12/06/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/18/1991 - 12/06/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
04/19/1989 - 04/18/1990
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 05/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/18/1989
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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