Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles James Trombley is a financial advisor based in New York, NY. He holds FINRA Series 63, 7, 79, and SIE licenses. Charles Trombley joined Apollo Global Securities, LLC in 2023. Previously, he was registered with Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/22/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
06/02/2017 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 06/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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