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Charles James Galat

1ST Financial Investment, Inc.

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About Charles James Galat

Charles Galat is a financial advisor and owner of 1st Financial Investment, Inc. Charles has been in the financial industry since 2003. Charles holds a Series 6 and Series 63 license. Charles is a certified public accountant and has extensive experience in accounting and tax preparation. Charles offers a variety of financial services to individuals and businesses.

Firm Information

Charles Galat is currently registered with 1ST Financial Investment, Inc.. 1ST Financial Investment, Inc. is an investment advisor based in [Main Office Location] with 2 licensed agents, 7 investment advisor representatives, and 2 investment advisory functions. The firm manages $15,411,547 in assets for 175 clients. The firm provides financial planning, educational seminars, publication of periodicals, selection of other advisors, and portfolio management for individuals. Their clients include high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth.

$15.41M

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Galat’s Registration & Firm History

PA

05/24/2016 - Present

1ST Financial Investment, Inc. (South Abington Township PA)

PA

06/30/2016 - 09/19/2023

WESTERN INTERNATIONAL SECURITIES, INC. (Clarks Summit PA)

PA

01/20/2015 - 05/19/2016

CALTON & ASSOCIATES, INC. (CLARKS SUMMIT PA)

PA

02/14/2003 - 12/11/2013

PARK AVENUE SECURITIES LLC (PLAINS PA)

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Licenses & Designations

BC

Issued 02/13/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Charles James Galat.
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