Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Fix is a financial advisor who has been in the industry since April 1994. Charles is currently registered with D.A. Davidson & Co. and has been with them since May 2010. Prior to that, Charles was registered with Duncan-Williams, Inc. and WAMU Capital Corp. Charles specializes in providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
05/20/2010 - Present
D.a. Davidson & Co. (SEATTLE WA)
WA
09/23/2008 - 05/17/2010
DUNCAN-WILLIAMS, INC. (MERCER ISLAND WA)
WA
05/01/2002 - 01/28/2008
WAMU CAPITAL CORP. (SEATTLE WA)
NY
09/21/1992 - 06/04/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 09/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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