Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Shoemaker is a financial advisor with over 30 years of experience in the industry. Charles currently works for Raymond James Financial Services Advisors, Inc. located in Eau Claire, WI. Charles has held previous positions with RBC Capital Markets, LLC, Dain Rauscher Incorporated, and Piper Jaffray Inc. Charles holds a Series 7, Series 10, Series 9, Series 63 and Series 65 licenses. Charles is registered with 30 states and the District of Columbia and specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
09/16/2013 - Present
Raymond James Financial Services Advisors, Inc. (EAU CLAIRE WI)
WI
03/02/1998 - 09/20/2013
RBC CAPITAL MARKETS, LLC (EAU CLAIRE WI)
NA
10/23/1992 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
10/20/1983 - 11/03/1992
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 09/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Shoemaker is the right advisor for you? Invested Better is here to help.
