Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Shoemaker is an investment advisor representative associated with Raymond James Financial Services Advisors, Inc. Charles Shoemaker has been in the industry since October 19, 1983 and has 30 registered states. Charles Shoemaker is licensed to offer securities and advisory services in a variety of states. Charles Shoemaker is a financial professional who has been providing investment advice for over 30 years. Charles Shoemaker has experience in a variety of financial services, including portfolio management, financial planning, and pension consulting. Charles Shoemaker is also a licensed investment adviser representative. Charles Shoemaker is committed to providing personalized and customized financial advice to meet the needs of each client. Charles Shoemaker has a deep understanding of the financial markets and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
09/16/2013 - Present
Raymond James Financial Services Advisors, Inc. (EAU CLAIRE WI)
WI
03/02/1998 - 09/20/2013
RBC CAPITAL MARKETS, LLC (EAU CLAIRE WI)
NA
10/23/1992 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
10/20/1983 - 11/03/1992
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 9/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/22/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/24/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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