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Charles J Seaman

Jonestrading

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About Charles J Seaman

Charles J. Seaman is a financial advisor with Jonestrading. Charles has been in the financial industry since 2000. Charles is registered with FINRA and has passed the Series 7, Series 55, Series 57TO, Series 63, and SIE exams. Charles is registered with the following states: California, Connecticut, Florida, Georgia, Illinois, Kentucky, Massachusetts, Minnesota, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia. Charles previously worked at Clancy's on Wall, Inc., Safir Securities, Inc., and Prudential Equity Group, LLC. Charles is currently located at the Jonestrading branch office in Daniel Island, South Carolina.

Firm Information

Charles Seaman is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Seaman’s Registration & Firm History

SC

07/01/2008 - Present

Jonestrading (Daniel Island SC)

NY

12/18/2006 - 07/01/2008

JONESTRADING (NEW YORK NY)

NY

05/15/2006 - 12/15/2006

CLANCY'S ON WALL, INC. (NEW YORK NY)

NY

03/22/2006 - 05/12/2006

SAFIR SECURITIES, INC. (NEW YORK NY)

NY

01/28/2004 - 03/23/2006

PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)

NY

08/23/2000 - 12/31/2003

PRUDENTIAL EQUITY GROUP, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/23/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/22/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Charles J Seaman.
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