Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Parsons is a financial advisor with over 30 years of experience in the financial services industry. Charles is currently registered with Raymond James & Associates, Inc. and has been associated with the firm since January 2006. Prior to Raymond James & Associates, Inc., Charles was registered with Legg Mason Wood Walker, Incorporated, Wachovia Securities, LLC, Wachovia Securities, Inc., Wachovia Brokerage Service, J.C. Bradford & Co., J. Lee Peeler & Company, Inc., Interstate/Johnson Lane Corporation, Criterion Distributors, Inc. and NCNB Securities, Inc.. Charles has a wide range of experience in the financial services industry, including portfolio management, financial planning, and pension consulting. Charles is committed to providing personalized service to his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/25/2006 - Present
Raymond James & Associates, Inc. (MT. PLEASANT SC)
MD
09/15/2003 - 02/07/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
06/15/2002 - 07/29/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
10/01/1999 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
08/17/1999 - 10/05/1999
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NY
07/30/1992 - 10/09/1995
J.C. BRADFORD & CO. (NEW YORK NY)
NC
08/29/1991 - 07/17/1992
J. LEE PEELER & COMPANY, INC. (DURHAM NC)
NC
08/06/1988 - 11/15/1990
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NA
06/25/1987 - 05/10/1988
CRITERION DISTRIBUTORS, INC.
NA
01/22/1986 - 05/12/1987
NCNB SECURITIES, INC.
BOTH
Issued 09/09/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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