Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles J. Conroy is a financial professional with over 25 years of experience in the industry. Charles is currently registered with National Financial Services LLC and holds the Series 6, Series 99TO and SIE licenses. Charles was previously employed by Fidelity Investments Institutional Services Company, Inc. in Smithfield, Rhode Island from 1997 to 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
02/28/2022 - Present
National Financial Services LLC (BOSTON MA)
RI
06/25/1997 - 11/02/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 06/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2022
Series 99TO - Operations Professional Examination
BC
Issued 02/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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