Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Cavalier is a financial advisor registered with Cadz Securities Inc. and is based in Fort Lauderdale, Florida. Charles is licensed to offer securities and investment advice in the United States. Charles has over 15 years of experience in the financial industry, and holds the Series 7, Series 24, Series 52TO, Series 53, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/31/2024 - Present
Cadz Securities Inc. (FT LAUDERDALE FL)
FL
01/15/2014 - 02/13/2024
SIERRA PACIFIC SECURITIES, LLC (Fort Lauderdale FL)
FL
07/21/2010 - 01/14/2014
INCAPITAL LLC (BOCA RATON FL)
NJ
03/19/2007 - 08/03/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 08/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2024
Series 24 - General Securities Principal Examination
BC
Issued 06/03/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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