Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Isaac Shoemaker is a registered representative with Barings Securities LLC, a firm that is not registered as an investment advisor. He is also licensed in North Carolina and Massachusetts. Charles Shoemaker has been in the securities industry since 2014 and has a strong background in financial services. He has passed the Series 7, Series 50, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
11/19/2019 - Present
Barings Securities LLC (CHARLOTTE NC)
NC
12/13/2014 - 02/14/2019
FIRST TRYON SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 03/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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