Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Ingram Dennis is a financial advisor with over 30 years of experience in the financial services industry. Charles has been with Wells Fargo Advisors Financial Network, LLC, since 2011. Charles has a strong track record of providing investment advice and financial planning services to individuals and families, as well as businesses and institutions. Charles is registered with the Securities and Exchange Commission (SEC) and holds a number of professional licenses, including Series 7, Series 10, Series 9, Series 63 and Series 65. Charles is also a member of the Financial Industry Regulatory Authority (FINRA). Charles holds a specializations in investment management, retirement planning, education planning, estate planning and insurance. Charles is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NH
02/04/2022 - Present
Wells Fargo Advisors Financial Network, LLC (HANOVER NH)
NH
06/01/2009 - 02/17/2011
MORGAN STANLEY SMITH BARNEY (LEBANON NH)
NH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LEBANON NH)
NH
03/20/1991 - 04/02/2007
MORGAN STANLEY DW INC. (WEST LEBANON NH)
IA
Issued 08/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1994
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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