Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Daniels is a financial professional with over 28 years of experience in the financial services industry. Charles is currently registered as a Registered Investment Advisor with Cetera Investment Advisers LLC and Harvest Financial, LLC. Charles has held previous positions at First Allied Securities, Inc., Round Hill Securities, Inc., SunAmerica Securities, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Charles holds Series 7, 24, 51, 63, 65, 99TO and SIE securities licenses. Charles specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/03/2022 - Present
Cetera Investment Advisers LLC (NAPA CA)
CA
06/13/2005 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (NAPA CA)
CA
10/09/1998 - 06/13/2005
ROUND HILL SECURITIES, INC. (ALAMO CA)
AZ
05/03/1995 - 10/14/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
05/09/1994 - 05/02/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/09/1994 - 05/02/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/27/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 8/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/6/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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