Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Laughridge is a financial advisor with over 35 years of experience in the industry. Charles is currently registered with Cetera Investment Advisers LLC, and previously worked with TOWER SQUARE SECURITIES, INC., MetLife Securities Inc., Metropolitan Life Insurance Company, Travelers Equities Sales, Inc. and MONY Securities Corp. Charles is registered as a broker-dealer in North Carolina, Virginia, and as an investment advisor in North Carolina. Charles has Series 6, 63 and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/29/2023 - Present
Cetera Investment Advisers LLC (GREENVILLE NC)
NC
03/27/1996 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (HARKERS ISLAND NC)
MA
11/19/1992 - 03/19/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/19/1992 - 03/19/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
02/08/1989 - 10/15/1992
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NY
07/23/1986 - 03/01/1989
MONY SECURITIES CORP. (NEW YORK NY)
NA
10/30/1985 - 04/11/1986
CALVERT SECURITIES CORPORATION
IA
Issued 09/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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