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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Fitzpatrick is a financial advisor with over 25 years of experience in the industry. Charles currently works at United Advisor Group. Charles has experience working in various roles at different firms such as Cambridge Investment Research, Inc. Charles is licensed to provide financial advice in New York, North Carolina, and South Carolina. Charles provides financial planning, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
02/28/2023 - Present
United Advisor Group (Surfside Beach SC)
SC
12/01/2017 - 02/20/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (Myrtle Beach SC)
SC
10/15/2008 - 12/05/2017
INVEST FINANCIAL CORPORATION (MYRTLE BEACH SC)
SC
09/18/2007 - 10/20/2008
QUESTAR CAPITAL CORPORATION (SURFSIDE BEACH SC)
NC
12/18/2006 - 09/14/2007
SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)
SC
10/02/2003 - 12/15/2006
MUTUAL SERVICE CORPORATION (SURFSIDE BEACH SC)
CA
12/13/2001 - 09/24/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
11/13/2000 - 08/27/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NE
12/14/1999 - 12/05/2000
SECURITIES AMERICA, INC. (LAVISTA NE)
MA
08/30/1999 - 12/16/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/30/1999 - 12/16/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
12/15/1997 - 07/28/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 12/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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