Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Holup is a financial advisor with J.P. Morgan Securities LLC and has been in the industry since 1984. Charles is registered in 27 states and holds the Series 6, 7, 22, 24, 63, and 65 licenses. Charles has previously worked for Chase Investment Services Corp., BANC One Securities Corporation, First Chicago NBD Investment Services, Inc., Essex National Securities, Inc., Hamilton Investments, Inc., FN Investment Center, Drake & Company Investment Services, Inc., Joseph P. McGivney and Associates, Inc., and Waddell & Reed, Inc. Charles has also held positions at Amber's Place, LLC, Emily's Place, LLC, Sarah's Place, LLC, and Carl's Place, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
09/19/2013 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
IL
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
02/01/1999 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
03/01/1996 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
CA
02/28/1995 - 03/06/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
10/10/1994 - 02/03/1995
HAMILTON INVESTMENTS, INC.
CA
02/21/1989 - 10/10/1994
FN INVESTMENT CENTER (SACRAMENTO CA)
NA
10/20/1988 - 03/16/1989
DRAKE & COMPANY INVESTMENT SERVICES, INC.
NA
01/24/1985 - 09/22/1988
JOSEPH P. MCGIVNEY AND ASSOCIATES, INC.
NA
08/13/1984 - 01/23/1985
WADDELL & REED, INC.
IA
Issued 02/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/10/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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