Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Hoffman has been in the financial services industry since 2011. Charles is currently registered with Wells Fargo Securities, LLC and is licensed to provide investment advice in all 50 states and several territories. Charles has a wide range of experience in the financial services industry, having previously worked with Guggenheim Securities, LLC, Credit Suisse Securities (USA) LLC, and SunTrust Robinson Humphrey, Inc. Charles has passed the Series 79, SIE, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/27/2019 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
TX
08/22/2016 - 04/10/2019
GUGGENHEIM SECURITIES, LLC (Houston TX)
TX
09/22/2014 - 08/24/2016
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
GA
08/10/2012 - 09/03/2014
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
TX
04/05/2011 - 07/12/2012
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
BC
Issued 03/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Hoffman is the right advisor for you? Invested Better is here to help.
