Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Herbert Ballou is a financial advisor with over 50 years of experience in the industry. He currently works with Raymond James Financial Services Advisors, Inc. and is registered to provide investment advice in Florida, Ohio, and Texas. Charles has a wide range of experience, and is a Certified Financial Planner™.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (COLUMBUS OH)
NA
09/26/1978 - 02/11/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/16/1973 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 11/28/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/01/1987
Series 4 - Registered Options Principal Examination
BC
Issued 08/09/1985
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1982
Series 5 - Interest Rate Options Examination
BC
Issued 03/09/1978
Series 32 - Limited Futures Exam-Regulation
BC
Issued 03/12/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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