Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Henry Shreve is a financial advisor with over 30 years of experience in the industry. Charles has a strong track record of providing investment advice to individuals, families, and businesses. Charles is currently registered with LPL Financial LLC in Brentwood, California. Previously, Charles has held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Brokerage Services LLC, Ameriprise Financial Services, Inc., Waddell & Reed, Inc., U.S. Bancorp Investments, Inc., FISERV Investor Services, Inc., Corelink Financial, Inc. and Invest Financial Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
04/12/2018 - Present
LPL Financial LLC (BRENTWOOD CA)
CA
02/23/2016 - 03/12/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CUPERTINO CA)
CA
10/08/2012 - 03/07/2016
FIDELITY BROKERAGE SERVICES LLC (SUNNYVALE CA)
CA
12/15/2009 - 09/19/2012
AMERIPRISE FINANCIAL SERVICES, INC. (CAMPBELL CA)
CA
07/16/2009 - 12/14/2009
WADDELL & REED, INC. (CAMPBELL CA)
CA
10/30/2002 - 03/17/2009
U.S. BANCORP INVESTMENTS, INC. (SAN CARLOS CA)
TX
04/09/1998 - 02/21/2003
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
MN
12/20/1996 - 05/18/1998
CORELINK FINANCIAL, INC. (ST. CLOUD MN)
WI
01/31/1990 - 01/22/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 11/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1993
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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