Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles McLoughlin is a registered investment advisor representative with Independent Financial Group, LLC. Charles has been in the securities industry since 1995. Charles is registered with the state of Louisiana and Texas. Charles is also a registered insurance agent. Charles has a broad range of experience and expertise in financial planning, pension consulting, and portfolio management for individuals and businesses. Independent Financial Group, LLC is a registered investment advisor with the Securities and Exchange Commission. The firm provides a variety of financial services to individuals and businesses, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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LA
04/09/2024 - Present
Independent Financial Group, LLC (COVINGTON LA)
LA
11/01/2017 - 08/03/2021
CETERA ADVISOR NETWORKS LLC (COVINGTON LA)
LA
04/01/2010 - 11/01/2017
GIRARD SECURITIES, INC. (COVINGTON LA)
LA
10/31/2005 - 04/06/2010
SAGEPOINT FINANCIAL, INC. (MANDEVILLE LA)
AZ
11/18/1997 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NY
02/11/1995 - 11/06/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
LA
10/18/1994 - 11/09/1994
DORSEY & COMPANY, INC. (NEW ORLEANS LA)
IA
Issued 11/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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