Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Henry Garrido has been a financial advisor for over 40 years. Charles is currently registered as a Registered Representative with A.G.P. / Alliance Global Partners and an Investment Advisor Representative with the same firm. Before joining A.G.P. / Alliance Global Partners, Charles worked with McDonald Partners LLC and David A. Noyes & Company. Charles has a wide range of experience in the financial services industry and holds licenses to provide a variety of services, including investment advisory services, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
09/06/2024 - Present
A.g.p. / Alliance Global Partners (New York NY)
IL
08/16/2011 - 10/30/2018
MCDONALD PARTNERS LLC (CHICAGO IL)
IL
01/21/2004 - 08/15/2011
DAVID A. NOYES & COMPANY (CHICAGO IL)
OH
06/25/1996 - 02/03/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NA
12/01/1987 - 07/19/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
10/20/1983 - 07/19/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
02/04/1986 - 12/16/1987
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 03/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/09/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/05/1987
Series 3 - National Commodity Futures Examination
BC
Issued 05/10/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Charles Garrido is the right advisor for you? Invested Better is here to help.
