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Charles Harwood Funderburk

Pruco Securities, LLC

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About Charles Harwood Funderburk

Charles Funderburk is an investment advisor representative with Pruco Securities, LLC located in Tampa, Florida. Charles has been in the industry since June 2013. He is registered with the state of Florida and is also a registered representative. He specializes in investment advisory services, portfolio management, and financial planning. Charles has a strong track record of success in the financial services industry.

Firm Information

Charles Funderburk is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Charles Funderburk’s Registration & Firm History

FL

09/15/2020 - Present

Pruco Securities, LLC (TAMPA FL)

NY

09/05/2013 - 11/07/2016

TD SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/03/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/20/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2017

Series 3 - National Commodity Futures Examination

BC

Issued 11/07/2016

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Harwood Funderburk.
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