Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Hartkoff Hayes is a financial advisor with over 35 years of experience in the industry. Charles currently works with Multi-bank Securities, Inc. Charles has held previous roles with Blaylock Van, LLC, Stern Brothers & Co., IFS Capital Markets, LLC, IFS Securities, Capital Guardian, LLC, Moors & Cabot, Inc., Oppenheimer & Co. Inc., Morgan Stanley DW Inc., CM&M Futures Inc., Carroll McEntee & McGinley Incorporated, Wertheim Schroder & Co. Incorporated and Bear, Stearns & Co. Inc. Charles holds the Series 3, 5, 7, 63 and 72 licenses. Charles is currently registered in Georgia, Massachusetts, Ohio and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MI
08/09/2024 - Present
Multi-Bank Securities, Inc. (SOUTHFIELD MI)
NY
12/01/2023 - 08/07/2024
BLAYLOCK VAN, LLC (NEW YORK NY)
MO
09/26/2019 - 09/29/2023
STERN BROTHERS & CO. (ST. LOUIS MO)
GA
08/13/2019 - 09/16/2019
IFS CAPITAL MARKETS, LLC (ATLANTA GA)
GA
01/15/2014 - 09/16/2019
IFS SECURITIES (ATLANTA GA)
NC
10/11/2012 - 01/16/2014
CAPITAL GUARDIAN, LLC (CHARLOTTE NC)
MA
01/05/2010 - 11/20/2012
MOORS & CABOT, INC. (BOSTON MA)
MA
07/13/2007 - 01/05/2010
OPPENHEIMER & CO. INC. (BOSTON MA)
NY
04/07/1989 - 03/05/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
09/10/1988 - 01/17/1989
CM&M FUTURES INC. (NEW YORK NY)
NY
11/23/1987 - 01/17/1989
CARROLL MCENTEE & MCGINLEY INCORPORATED (NEW YORK CITY NY)
NA
10/31/1986 - 06/11/1987
WERTHEIM SCHRODER & CO. INCORPORATED
NA
05/05/1986 - 10/31/1986
BEAR, STEARNS & CO. INC.
NA
03/07/1985 - 05/12/1986
SALOMON BROTHERS INC.
BC
Issued 01/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1988
Series 3 - National Commodity Futures Examination
BC
Issued 10/14/1988
Series 5 - Interest Rate Options Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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