Unclaimed
Charles Janka is a financial advisor based in Barrington, IL. Charles has over 30 years of experience in the financial industry, having begun their career in 1991. Charles is currently registered with Northwestern Mutual Investment Services, LLC and holds the Series 6, 7, 63, and 65 licenses. Previously, Charles was registered with Robert W. Baird & Co. Incorporated. Charles is registered with the State of Illinois and 27 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
04/24/1991 - Present
Northwestern Mutual Investment Services, LLC (Barrington IL)
WI
10/01/1992 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 09/02/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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