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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Curtin is a financial advisor with over 28 years of experience in the industry. Charles is currently registered with Osaic Wealth, Inc. and has been active in the industry since 1995. Previously, Charles has worked for several other firms including SAGEPOINT FINANCIAL, INC. and AIG FINANCIAL ADVISORS, INC.. Charles is licensed to provide financial advice in Arizona, California, Hawaii and Oregon. Charles holds Series 6, 63, 65 and 26 licenses. Charles has been a registered investment advisor representative for over 13 years and has a strong background in providing investment advice and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/01/2023 - Present
Osaic Wealth, Inc. (VALENCIA CA)
CA
07/18/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (VALENCIA CA)
CA
06/27/2008 - 07/21/2008
NPB FINANCIAL GROUP, LLC (STEVENSON RANCH CA)
CA
08/09/2006 - 07/02/2008
AIG FINANCIAL ADVISORS, INC. (PALMDALE CA)
CA
01/16/2004 - 07/19/2006
NATIONAL PLANNING CORPORATION (SAUGUS CA)
NJ
03/05/2002 - 07/25/2003
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MA
12/18/1998 - 01/11/2002
SUN LIFE OF CANADA (U.S.) DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
NJ
07/15/1997 - 12/23/1997
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
05/11/1996 - 07/15/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
12/15/1993 - 12/31/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
01/11/1993 - 12/16/1993
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
IA
Issued 11/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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